Habits and Will
Excerpt from Human Nature &
It is a significant fact that in order to appreciate the peculiar place of habit in activity we have to betake ourselves to bad habits, foolish idling, gambling, addiction to liquor and drugs. When we think of such habits, the union of habit with desire and with propulsive power is forced upon us. When we think of habits in terms of walking, playing a musical instrument, typewriting, we are much given to thinking of habits as technical abilities existing apart from our likings and as lacking in urgent impulsion. We think of them as passive tools waiting to be called into action from without. A bad habit suggests an inherent tendency to action and also a hold, command over us. It makes us do things we are ashamed of, things which we tell ourselves we prefer not to do. It overrides our formal resolutions, our conscious decisions. When we are honest with ourselves we acknowledge that a habit has this power because it is so intimately a part of ourselves. It has a hold upon us because we are the habit.
Our self-love, our refusal to face facts, combined perhaps with a sense of a possible better although unrealized self, leads us to eject the habit from the thought of ourselves and conceive it as an evil power which has somehow overcome us. We feed our conceit by recalling that the habit was not deliberately formed; we never intended to become idlers or gamblers or roues. And how can anything be deeply ourselves which developed accidentally, without set intention? These traits of a bad habit are precisely the things which are most instructive about all habits and about ourselves. They teach us that all habits are affections, that all have projectile power, and that a predisposition formed by a number of specific acts is an immensely more intimate and fundamental part of ourselves than are vague, general, conscious choices. All habits are demands for certain kinds of activity; and they constitute the self. In any intelligible sense of the word will, they are will. They form our effective desires and they furnish us with our working capacities. They rule our thoughts, determining which shall appear and be strong and which shall pass from light into obscurity.
We may think of habits as means, waiting, like tools in box, to be used by conscious resolve. But they are something more than that. They are active means, means that project themselves, energetic and dominating ways of acting. We need to distinguish between materials, tools and means proper. Nails and boards are not strictly speaking means of a box. They are only materials for making it. Even the saw and hammer are means only when they are employed in some actual making. Otherwise they are tools, or potential means. They are actual means only when brought in conjunction with eye, arm and hand in some specific operation. And eye, arm and hand are, correspondingly, means proper only when they are in active operation. And whenever they are in action they are cooperating with external materials and energies. Without support from beyond themselves the eye stares blankly and hand moves fumblingly. They are means only when they enter into organization with things which independently accomplish definite results. These organizations are habits.
This fact cuts two ways. Except in a contingent sense, with an "if," neither external materials nor bodily and mental organs are in themselves means. They have to be employed in coordinated conjunction with one another to be actual means, or habits. This statement may seem like the formulation in technical language of a commonplace. But belief in magic has played a large part in human history. And the essence of all hocus-pocus is the supposition that results can be accomplished without the joint adaption to each other of human powers and physical conditions. A desire for rain may induce men to wave willow branches and to sprinkle water. The reaction is natural and innocent. But men then go on to believe that their act has immedate power to bring rain without the cooperation of intermediate conditions of nature. This is magic; while it may be natural or spontaneous, it is not innocent. It obstructs intelligent study of operative conditions and wastes human desire and effort in futilities.
Belief in magic did not cease when the coarser forms of superstitious practice ceased. The principle of magic is found whenever it is hoped to get results without intelligent contol of means; and also when it is supposed that means can exist andyet remain inert and inoperative. In morals and politics such expectations still prevail, and in so far the most important phases of human action are still affected by magic. We think that by feeling strongly enough about something, by wishing hard enough, we can get a desirable result, such as virtous execution of a good resolve, or peace among nations, or good will in industry. We slur over the necessity of the cooperative action of objective conditions, and the fact that this cooperation is assured only by by persistent and close study. Or, on the other hand, we fancy we can get these results by external machinery, by tools or potential means, without a corresponding functioning of human desires and capacities. Often times these two false and contradictory beliefs are combined in the same person. The man who feels that his virtues are his own personal accomplishments is likely to be also the one who thinks that by passing law as he can throw the fear of God into others and make them virtuous by edict and prohibitory mandate.
Recently a friend remarked to me that there was one superstition current among even cultivated persons. They suppose that if one is told what to do, if the right end is pointed out to them, all that is required in order to bring about the right act is will or wish on the part of the one who is to act. He used an illustration, the matter of physical posture; the assumption is that if a man is told to stand up straight, all that is further needed is wish and effort on his part, and the deed is done. He pointed out that this belief is on a par with primitive magic in its neglect of attention to the means which are involved in reaching an end. He went on to say that the prevalence of this belief, starting with false notions about the control of the body and extending to control of mind and character, is the greatest bar to intelligent social progress. It bars the way because it makes us neglect intelligent inquiry to discover the means which will produce a desired result, and intelligent invention to procure the means. In short, it leaves out the importance of the intelligently controlled habit.
We may cite his illustration of the real nature of a physical aim or order and its execution in its contrast with the current false notion. (1. I refer to Alexander, Man's Supreme Inheritance.) A man who has a bad habitual posture tells himself, or is told, to stand up straight. If he is interested and responds, he braces himself, goes through certain movements, and it is assumed that the desired result is substantially attained; and that the position is retained at least as long as the man keeps the idea or order in mind. Consider the assumptions which are here made. It is implied that the means or effective conditions of the realization of a purpose exist independently of established habit and even that they may be set in motion in opposition to habit. It is assumed that means are there, so that the failure to stand erect is wholly a matter of failure of purpose and desire. It needs paralysis or a broken leg or some other equally gross phenomenon to make us appreciate the importance of objective conditions.
Now in fact a man who can stand properly does so, and only a man who can does. In the former case, fiats of will are unnecessary, and in the latter useless. A man who does not stand properly forms a habit of standing improperly, a positive, forceful habit. The common implication that his mistake is merely negative, that he is simply failing to do the right thing, and that the failure can be made good by an order of will is absurd. One might just as well suppose that the man who is a slave of whiskey-drinking is merely one who fails to drink water. Conditions have been formed for producing a bad result, and the bad result will occur as long as those conditions exist. They can no more be dismissed by a direct effort of will than the conditions which create drought can be dispelled by whistling for wind. It is as reasonable to expect a fire to go out when it is ordered to stop burning as to suppose that a man can stand straight in consequence of a direct action of thought and desire. The fire can be put out only by changing objective conditions; it is the same with rectification of bad posture.
Of course, something happens when a man acts upon his idea of standing straight. For a little while, he stands differently, but only a different kind of badly. He then takes the unaccustomed feeling which accompanies his unusual stance as evidence that he is now standing straight. But there are many ways of standing badly, and he has simply shifted his usual way to a compensatory bad way at some opposite extreme.When we realize this fact, we are likely to suppose that it exists because control of the body is physical and hence is external to mind and will. Transfer the command inside character and mind, and it is fancied that an idea of an end and the desire to realize it will take immediate effect. After we get to the point of recognizing that habits must intervene between wish and execution in the case of bodily acts, we still cherish the illusion that they can be dispensed with in the case of mental and moral acts. Thus, the net result is to make us sharpen the distinction between non-moral and moral activities, and to lead us to confine the latter strictly within a private, immaterial realm. But in fact, formation of ideas as well as their execution depends upon habit. If we could form a correct idea without a correct habit, then possibly we could carry it out irrespective of habit. But a wish gets definite form only in connection with an idea, and an idea gets shape and consistency only when it has a habit back of it. Only when a man can already perform an act of standing straight does he know what it is like to have a right posture and only then can he summon the idea required for proper execution. The act must come before the thought, and a habit before an ability to evoke the thought at will. Ordinary psychology reverses the actual state of affairs.
Ideas, thoughts of ends, are not spontaneously generated. There is no immaculate conception of meanings or purposes. Reason pure of all influence from prior habit is a fiction. But pure sensations out of which ideas can be framed apart from habit are equally fictitious. The sensations and ideas which are the "stuff" of thought and purpose are alike affected by habits manifested in the acts which give rise to sensations and meanings. The dependence of thought, or the more intellectual factor in our conceptions, upon prior experience is usually admitted. But those who attack the notion of thought pure from the influence of experience, usually identify experience with sensations impressed upon an empty mind. They therefore replace the theory of unmixed thoughts with that of pure unmixed sensations as the stuff of all conceptions, purposes and beliefs. But distinct and independent sensory qualities, far from being original elements, are the products of a highly skilled analysis which disposes of immense technical scientific resources. To be able to single out a definitive sensory element in any field is evidence of a high degree of previous training, that is of well-formed habits. A moderate amount of observation of a child will suffice to reveal that even such gross discriminations as black, white, red, green, are the result of some years of active dealings with things in the course of which habits have been set up.It is not such a simple matter to have a clear-cut sensation. The latter is a sign of training, skill, habit.
Admission that the idea of, say, standing erect is dependent upon sensory materials is, therefore, equivalent to recognition that it is dependent upon the habitual attitudes which govern sensory materials. The medium of habit filters all the material that reaches our perception and thought. The filter is not, however, chemically pure. It is a reagent which adds new qualities and re-arranges what is received. Our ideas truly depend upon experience, but so do our sensations. And the experience upon which they both depend is the operation of habits--originally of instincts. Thus our purposes and commands regarding action (whether physical or moral) come to us through the refracting medium of bodily and moral habits. Inability to think aright is sufficiently striking to have caught the attention of moralists. But a false psychology has led them to interpret it as due to a necessary conflict of flesh and spirit, not as an indication that our ideas are as dependent, to say the least, upon our habits as are our acts upon our conscious thoughts and purposes.
Only the man who can maintain a correct posture has the stuff out of which to form that idea of standing erect which can be the starting point of a right act. Only the man whose habits are already good can know what the good is. Immediate, seemingly instinctive, feeling of the direction and end of various lines of behavior is in reality the feeling of habits working below direct consciousness. The psychology of illusions of perception is full of illustrations of the distortion introduced by habit into observation of objects. The same fact accounts for the intuitive element in judgements of action, an element which is valuable or the reverse in accord with the quality of dominant habits. For, as Aristotle remarked, the untutored moral perceptions of a good man are usually trustworthy, those of a bad character, not. (But he should have added that the influence of social custom as well as personal habit has to be taken into account in estimating who is the good man and the good judge.)
What is true of the dependence of execution of an idea upon habit is true, then, of the formation and quality of the idea. Suppose that by a happy chance a right concrete idea or purpose --concrete, not simply correct in words--has been hit upon: What happens when one with an incorrect habit tries to act in accord with it? Clearly the idea can be carried into execution only with a mechanism already there. If this is defective or perverted, the best intention in the world will yield bad results. In the case of no other engine does one suppose that a defective machine will turn out goods simply because it is invited to. Everywhere else we recognize that the design and structure of the agency employed tell directly upon the work done. Given a bad habit and the "will" or mental direction to get a good result, and the actual happening is a reverse or looking-glass manifestation of the usual fault--compensatory twist in the opposite direction. Refusal to recognize this fact only leads to a separation of mind from body, and to supposing that mental or "psychical" mechanisms are different in kind from those of bodily operations and independent of them. So deep-seated is this notion that even so "scientific" a theory as modern psychoanalysis thinks that mental habits can be straightened out by some kind of purely psychical manipulation without reference to the distortions of sensation and perception which are due to bad bodily sets. The other side of the error is found in the notion of "scientific" nerve physiologists that it is only necessary to locate a particular diseased cell or local lesion, independent of the whole complex of organic habits, in order to rectify conduct.
Means are means; they are intermediates, middle terms. To grasp this fact is to have done with the ordinary dualism of means and ends. The "end" is merely a series of acts viewed at a remote stage; and a means is merely a series viewed at an earlier one. The distinction of means and end arises in surveying the course of a proposed line of action, a connected series in time. The "end" is the last act thought of; the means are the acts to be performed prior to it in time. To reach an end we must take our mind off from it and attend to the act which is next to be performed. We must make that the end. The only exception to this statement is in cases where customary habit determines the course of the series. Then all that is wanted is a cue to set it off. But when the proposed end involves any deviation from usual action, or any rectification of it--as in the case of standing straight--then the main thing is to find some act which is different from the usual one.The discovery and performance of this unaccustomed act is the "end" to which we must devote all attention. Otherwise we shall simply do the old thing over again, no matter what is our conscious command. The only way of accomplishing the discovery is through a flank movement. We must stop even thinking of standing up straight. To think of it is fatal, for it commits us to the operation of an established habit of standing wrong. We must find an act within our power which is disconnected from any thought about standing. We must start to do another thing which on one side inhibits our falling into the customary bad position and on the other side is the beginning of a series of acts which may lead into the correct posture. (2. The technique of this process is stated in Alexander's book Man's Supreme Inheritance, and the theoretical statement given is borrowed from Mr. Alexander's analysis.) The hard drinker who keeps thinking of not drinking is doing what he can to initiate the acts which lead to drinking. He is starting with the stimulus to his habit. To succeed he must find some positive interest or line of action which will inhibit the drinking series and which by instituting another course of action will bring him to his desired end. In short, the man's true aim is to discover some course of action, having nothing to do with the habit of drink or standing erect which will take him where he wants to go. The discovery of this other series is at once his means and his end. Until one takes intermediate acts seriously enough to treat them as ends, one wastes one's time in any effort at change of habits. Of the intermediate acts, the most important is the next one. The first or earliest means is the most important end to discover.
Means and ends are two names for the same reality. The terms denote not division in reality but a distinction in judgment. Without understanding this fact we cannot understand the nature of habits nor can we pass beyond the usual separation of the moral and non-moral in conduct. "End" is a name for series of acts taken collectively--like the term army. "Means" is a name for the same series taken distributively--like the soldier, that officer. To think of the end signifies to extend and enlarge our view of the act to be performed. It means to look at the next act in perspective, not permitting it to occupy the entire field of vision. To bear the end in mind signifies that we should not stop thinking about our next act until we form some reasonably clear idea of the course of action to which it commits us. To attain a remote end means on the other hand to treat the end as a series of means. To say that an end is remote or distant, to say in fact that it is an end at all, is equivalent to saying that obstacles intervene between us and it. If, however, it remains a distant end, it becomes a mere end, that is a dream. As soon as we have projected it, we must begin to work backward in thought. We must change what is to be done into a how, the means whereby. The end thus re-appears as a series of "what nexts" and the what next of chief importance is the one nearest the present state of the one acting. Only as the end is converted into means is it definitely conceived, or intellectually defined, to say nothing of being executable. Just as end, it is vague, cloudy, impressionistic. We do not know what we are really after until a course of action is mentally worked out. Aladdin with his lamp could dispense with translating ends into means, but no one else can do so.
Now the thing closest to us, the means within our power, is a habit. Some habit impeded by circumstances is the source of the projection of the end. It is also the primary means in its realization. The habit is propulsive and moves anyway toward some end, result, whether it is projected as an end-in-view or not. The man who can walk does walk; the who can talk does converse--if only with himself. How is this statement to be reconciled with the fact that we are not always walking and talking; that our habits seem so often to be latent, inoperative? Such inactivity holds only of overt, visibly obvious operation. In actuality each habit operates all the time of waking life; though like a member of a crew taking his turn at the wheel, its operation becomes the dominantly characteristic trait of an act only occasionally or rarely.
The habit of walking is expressed in what a man sees when he keeps still, even in dreams. The recognition of distances and directions of things from his place at rest is the obvious proof of this statement. The habit of locomotion is latent in the sense that it is covered up, counteracted, by a habit of seeing which is definitely at the fore. But counteraction is not suppression. Locomotion is a potential energy, not in the metaphysical sense, but in the physical sense in which potential energy as well as kinetic has to be taken account of in any scientific description. Everything that a man who has the habit of locomotion does and thinks he does and thinks differently on that account. The fact is recognized in current psychology, but is falsified into an association of sensations. Were it not for the continued operation of all habits in every act, no such thing as character could exist. There would be simply a bundle, an untied bundle at that, of isolated acts. Character is the interpenetration of habits. If each habit existed in an insulated compartment and operated without affecting or being affected by others, character would not exist. That is, conduct would lack unity being only a juxtaposition of disconnected reactions to separated situations. But since environments overlap, since situations are continuous and those remote from one another contain like elements, a continuous modification of habits by one another is constantly going on. A man may give himself away in a look or a gesture. Character can be read through the medium of individual acts.
Of course, interpentration is never total. It is most marked in what we call strong characters. Integration is an achievement rather than a datum. A weak, unstable, vacillating character is one in which different habits alternate with one another rather than embody one another. The strength, solidity of a habit is not its own possession but is due to reinforcement by the force of other habits which it absorbs into itself. Routine specialization always works against interpenetration. Men with "pigeon-hole" minds are not infrequent. Their diverse standards and methods of judgment for scientific, religious, political matters testify to isolated compartmental habits of action. Character that is unable to undergo successfully the strain of thought and effort required to bring competing tendencies into a unity, builds up barriers between different systems of likes and dislikes. The emotional stress incident to conflict is avoided not by readjustment but by effort at confinement. Yet the exception proves the rule. Such persons are successful in keeping different ways of reacting apart from one another in consciousness rather than in action. Their character is marked by stigmata resulting from this division.
The mutual modification of habits by one another enables us to define the nature of the moral situation. It is not necessary nor advisable to be always considering the interaction of habits with one another, that is to say the effect of a particular habit upon character--which is a name for total interaction. Such consideration distracts attention from the problem of building up an effective habit. A man who is learning French, or chess-playing or engineering has his hands full with his particular occupation. He would be confused and hampered by constant inquiry into its effect upon character. He would resemble the centipede who by trying to think of the movement of each leg in relation to all the others was rendered unable to travel. At any given time, certain habits must be taken for granted as a matter of course. Their operation is not a matter of moral judgement. They are treated as technical, recreational, professional, hygienic or economic or esthetic rather than moral. To lug in moral, or ulterior effect on character at every point, is to cultivate moral valetudinarianism or priggish posing. Nevertheless any act, even one which passes ordinarily as trivial, may entail such consequences for habit and character as upon occasion to require judgment from the standpoint of the whole body of conduct. It then comes under moral scrutiny. To know when to leave acts without distinctive moral judgment and when to subject them to it is itself a large factor in morality. The serious matter is that this relative pragmatic, or intellectual distinction between the moral and non-moral, has been solidified into a fixed and absolute distinction, so that some acts are popularly regarded as forever within and others forever without the moral domain. From this fatal error recognition of the relations of one habit to others preserves us. For it makes us see that character is the name given to the working interaction of habits, and that the cumulative effect of insensible modifications worked by a particular habit in the body of preferences may at any moment require attention.
The word habit may seem twisted somewhat from its customary use when employed as we have been using it. But we need a word to express that kind of human activity which is influenced by prior activity and in that sense acquired; which contains within itself a certain ordering or systematization of minor elements of action; which is projective, dynamic in quality, ready for overt manifestation; and which is operative in some subdued subordinate form even when not obviously dominating activity. Habit even in its ordinary usage comes nearer to denoting these facts than any other word. If the facts are recognized we may also use the words attitude and disposition. But unless we have first made clear to ourselves the facts which have been set forth under the name of habit, these words are more likely to be misleading than is the word habit. For the latter conveys explicitly the sense of operativeness, actuality. Attitude and, as ordinarily used, disposition suggest something latent, potential, something which requires a positive stimulus outside themselves to become active. If we perceive that they denote positive forms of action which are released merely through removal of some counteracting "inhibitory" tendency, and then become overt, we may employ them instead of the word habit to denote subdued, non-patent forms of the latter.
In this case, we must bear in mind that the word disposition means predisposition, readiness to act overtly in a specific fashion whenever opportunity is presented, this opportunity consisting in removal of the pressure due to the dominance of some overt habit; and that attitude means some special case of a predisposition, the disposition waiting as it were to spring through an opened door. While it is admitted that the word habit has been used in a somewhat broader sense than is usual, we must protest against the tendency in psychological literature to limit its meaning to repetition. The usage is much less in accord with popular usage than is the wider way in which we have used the word. It assumes from the start the identity of habit with routine. Repetition is in no sense the essence of habit. Tendency to repeat acts is an incident of many habits but not all. A man with the habit of giving way to anger may show his habit by a murderous attack upon some one who has offended. His act is nonetheless due to habit because it occurs only once in his life. The essence of habit is an acquired predisposition to ways or modes of response, not to particular acts except as, under special conditions, these express a way of behaving. Habit means special sensitiveness or accessibility to certain classes of stimuli, standing predilections and aversions, rather than bare recurrence of specific acts. It means will.
Human Nature and Conduct is included within The
Collected Works of John Dewey; Middle Works: Volume 14: 1922,
"Habits and Will," pp. 21-32. Southern